SEC Form 4 · accession 0001437749-17-003739
INPHI Corp · IPHI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Edmunds
Officer — Chief Financial Officer
Period of report
Mar 1, 2017
Accepted (ET)
Mar 3, 2017 · 11:11 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001160958
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 1, 2017 | M | 51,000 | $1.96 | A | 174,056 | D | |
| Common Stock | Mar 1, 2017 | M | 10,714 | $9.29 | A | 184,770 | D | |
| Common Stock | Mar 1, 2017 | M | 12,857 | $1.47 | A | 197,627 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option - right to buyF1 | $1.96 | Mar 1, 2017 | M | 51,000 | D | — | Mar 12, 2018 | Common Stock | 51,000 | 132,221 | D |
| Employee Stock Option - right to buyF2 | $9.29 | Mar 1, 2017 | M | 10,714 | D | — | Apr 30, 2020 | Common Stock | 10,714 | 32,142 | D |
| Employee Stock Option - right to buyF3 | $1.47 | Mar 1, 2017 | M | 12,857 | D | — | Feb 25, 2019 | Common Stock | 12,857 | 0 | D |
Explanation of responses
- F1The option award vests as to 12,750 shares on 3/12/09, and the remaining shares monthly thereafter from 3/12/09 to 3/12/12.
- F2This option award vests in equal monthly installments from 4/30/11 to 4/30/15.
- F3This option award vested in full on 2/25/12.