SEC Form 4 · accession 0001437749-15-020187
INPHI Corp · IPHI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ron Torten
Officer — Sr. VP of Operations & IT
Period of report
Nov 5, 2015
Accepted (ET)
Nov 9, 2015 · 12:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001160958
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 5, 2015 | M | 18,750 | $22.07 | A | 84,846 | D | |
| Common StockF2,F3 | Nov 5, 2015 | S | 18,750 | $29.4521 | D | 66,096 | D | |
| Common Stock | Nov 5, 2015 | F | 53 | $29.28 | D | 66,043 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F4 | $22.07 | Nov 5, 2015 | M | 18,750 | D | — | Jan 18, 2022 | Common Stock | 18,750 | 0 | D |
Explanation of responses
- F1The exercise of options reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.
- F2The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.
- F3Represents the weighted average sales price for a number of transactions effected at prices ranging from $29.145 to $29.820. The reporting person has provided to the issuer, and undertakes to provide upon request to the SEC staff, or any security holder of the issuer, information regarding the number of shares sold at each separate price within the range.
- F4The option is fully vested.