SEC Form 4/A · accession 0001437749-15-003277
INPHI Corp · IPHI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Ron Torten
Officer — Sr. VP of Operations & IT
Period of report
Feb 20, 2015
Accepted (ET)
Feb 24, 2015 · 1:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001160958
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF4 | Feb 20, 2015 | M | 10,044 | $9.29 | A | 95,803 | D | |
| Common StockF2 | Feb 20, 2015 | S | 10,044 | $18.3271 | D | 85,759 | D | |
| Common Stock | Feb 20, 2015 | S | 1,728 | $18.396 | D | 84,031 | D | |
| Common StockF3 | Feb 20, 2015 | S | 3,750 | $18.3607 | D | 80,281 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF1 | $9.29 | Feb 20, 2015 | M | 10,044 | D | — | Apr 30, 2020 | Common Stock | 10,044 | 11,384 | D |
Explanation of responses
- F1The option award vests in equal monthly installments from 4/30/11 to 4/30/15.
- F2Represents the sales price for a number of transactions effected at prices ranging from $18.30 to $18.395. The reporting person has provided to the issuer, and undertakes to provide upon request to the SEC staff, or any security holder of the issuer, information regarding the number of shares sold at each separate price within the range.
- F3Represents the sales price for a number of transactions effected at prices ranging from $18.34 to $18.38. The reporting person has provided to the issuer, and undertakes to provide upon request to the SEC staff, or any security holder of the issuer, information regarding the number of shares sold at each separate price within the range.
- F4Includes 1,728 shares acquired through the Company's qualified ESPP program.