SEC Form 4 · accession 0001179110-18-011387
GOLD RESOURCE CORP · GORO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard M Irvine
Officer — Chief Operating Officer
Period of report
Sep 11, 2018
Accepted (ET)
Sep 13, 2018 · 8:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001160791
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 11, 2018 | M | 41,667 | $2.30 | A | 51,244 | D | |
| Common Stock | Sep 12, 2018 | S | 19,700 | $5.00 | D | 31,544 | D | |
| Common Stock | Sep 12, 2018 | S | 300 | $5.01 | D | 31,244 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $2.30 | Sep 11, 2018 | M | 41,667 | D | — | Sep 9, 2025 | Common Stock | 41,667 | 0 | D |
Explanation of responses
- F1The option vested in three equal annual installments beginning September 9, 2016.