SEC Form 4 · accession 0001179110-18-009770
GOLD RESOURCE CORP · GORO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard M Irvine
Officer — Chief Operating Officer
Period of report
Jul 14, 2018
Accepted (ET)
Jul 17, 2018 · 6:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001160791
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jul 14, 2018 | A | 11,974 | A | — | Aug 15, 2021 | Common Stock | 11,974 | 11,974 | D |
| Stock Option (right to buy)F3 | $6.89 | Jul 14, 2018 | A | 29,700 | A | — | Jul 14, 2028 | Common Stock | 29,700 | 29,700 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to receive one share of common stock upon vesting of the unit.
- F2The restricted stock units are scheduled to vest in three equal tranches on 8/15/2019, 8/15/2020 and 8/15/2021, subject to continued service through the vesting date.
- F3The stock options are scheduled to vest and become exercisable in three equal tranches on 7/14/2019, 7/14/2020 and 7/14/2021, subject to continued service through each vesting date.