SEC Form 4 · accession 0001179110-18-008876
GOLD RESOURCE CORP · GORO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John A Labate
Officer — Chief Financial Officer
Period of report
Jun 20, 2018
Accepted (ET)
Jun 21, 2018 · 12:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001160791
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 20, 2018 | M | 60,000 | $2.30 | A | 65,978 | D | |
| Common Stock | Jun 20, 2018 | S | 60,000 | $6.49 | D | 5,978 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $2.30 | Jun 20, 2018 | M | 60,000 | D | — | Sep 9, 2025 | Common Stock | 60,000 | 90,000 | D |
Explanation of responses
- F1The option vests in three equal annual installments beginning September 9, 2016.