SEC Form 4 · accession 0001179110-18-000905
GOLD RESOURCE CORP · GORO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jason D. Reid
Officer — CEO and President · Director
Period of report
Jan 15, 2018
Accepted (ET)
Jan 17, 2018 · 12:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001160791
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 15, 2018 | M | 400,000 | $3.40 | A | 952,281 | D | |
| Common Stock | Jan 15, 2018 | F | 291,845 | $4.66 | D | 660,436 | D | |
| Common Stock | holding | — | — | — | 122,102 | I | By spouse | |
| Common Stock | holding | — | — | — | 60,000 | I | By custodial account fbo Reporting Person's children | |
| Common Stock | holding | — | — | — | 43,740 | I | By trust | |
| Common Stock | holding | — | — | — | 300,000 | I | By LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $3.40 | Jan 15, 2018 | M | 400,000 | D | Feb 22, 2008 | Feb 22, 2018 | Common Stock | 400,000 | 0 | D |