SEC Form 4 · accession 0001179110-17-010160
GOLD RESOURCE CORP · GORO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John A Labate
Officer — Chief Financial Officer
Period of report
Jul 3, 2017
Accepted (ET)
Jul 6, 2017 · 1:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001160791
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jul 3, 2017 | A | 10,036 | A | — | Aug 15, 2020 | Common Stock | 10,036 | 10,036 | D |
| Stock Option (right to buy)F3 | $4.11 | Jul 3, 2017 | A | 24,000 | A | — | Jul 3, 2027 | Common Stock | 24,000 | 24,000 | D |
Explanation of responses
- F1Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit.
- F2The restricted stock units are scheduled to vest in three equal tranches on 8/15/2018, 8/15/2019 and 8/15/2020, subject to continued service through each vesting date.
- F3The stock options are scheduled to vest and become exercisable in three equal tranches on 7/3/2018, 7/3/2019 and 7/3/2020, subject to continued service through each vesting date.