SEC Form 4 · accession 0001179110-17-010129
GOLD RESOURCE CORP · GORO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alex G Morrison
Director
Period of report
Jul 3, 2017
Accepted (ET)
Jul 5, 2017 · 8:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001160791
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jul 3, 2017 | A | 3,285 | A | Jan 3, 2018 | Jan 3, 2018 | Common Stock | 3,285 | 3,285 | D |
| Stock Option (right to buy) | $4.11 | Jul 3, 2017 | A | 8,000 | A | Jul 3, 2017 | Jul 3, 2027 | Common Stock | 8,000 | 8,000 | D |
Explanation of responses
- F1Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit.
- F2The restricted stock units are scheduled to vest six months from the date of grant, assuming continued service on the board of directors through the vesting date.