SEC Form 4 · accession 0001179110-17-000873
GOLD RESOURCE CORP · GORO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bill M Conrad
Director
Period of report
Jan 6, 2017
Accepted (ET)
Jan 10, 2017 · 6:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001160791
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 6, 2017 | M | 13,043 | $0.00 | A | 166,043 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1 | — | Jan 6, 2017 | M | 13,043 | D | Jan 6, 2017 | — | Common Stock | 13,043 | 0 | D |
Explanation of responses
- F1The restricted stock units granted to the reporting person on July 6, 2016 vested and such restricted stock units settled for shares of the Company's common stock.
- F2Each restricted stock unit represents the contingent right to receive on share of the Company's common stock upon vesting of the unit.