SEC Form 4 · accession 0001179110-16-029576
GOLD RESOURCE CORP · GORO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory A Patterson
Officer — VP Corporate Development
Period of report
Sep 9, 2016
Accepted (ET)
Sep 12, 2016 · 6:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001160791
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 9, 2016 | M | 33,333 | $2.30 | A | 395,263 | D | |
| Common Stock | Sep 9, 2016 | S | 33,333 | $5.81 | D | 361,930 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $2.30 | Sep 9, 2016 | M | 33,333 | D | — | Sep 9, 2025 | Common Stock | 33,333 | 66,667 | D |
Explanation of responses
- F1The options vest in three equal annual installments beginning on 9/9/2016.
Remarks
Exhibit Index: Exhibit 24 - Power of Attorney