SEC Form 4 · accession 0001179110-16-027573
GOLD RESOURCE CORP · GORO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Richard M Irvine
Officer — Chief Operating Officer
Period of report
Jul 6, 2016
Accepted (ET)
Jul 8, 2016 · 4:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001160791
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jul 6, 2016 | A | 16,304 | A | — | Jul 6, 2019 | Common Stock | 16,304 | 16,304 | D |
| Stock Option (right to buy)F3 | $4.60 | Jul 6, 2016 | A | 41,000 | A | — | Jul 6, 2026 | Common Stock | 41,000 | 41,000 | D |
Explanation of responses
- F1Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit.
- F2The restricted stock units are scheduled to vest in three equal tranches on 7/6/2017, 7/6/2018 and 7/6/2019, assuming continued employment through the applicable vesting date.
- F3The stock option is exercisable as follows: 1/3 on or after 7/6/2017, 1/3 on or after 7/6/2018, and 1/3 on or after 7/6/2019, so long as the reporting person remains an employee or consultant of the issuer.