SEC Form 4 · accession 0000899243-18-016285
Savara Inc · SVRA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David L Lowrance
Officer — Chief Financial Officer
Period of report
Jun 8, 2018
Accepted (ET)
Jun 12, 2018 · 8:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001160308
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 8, 2018 | S | 675 | $12.1283 | D | 23,080 | D | |
| Common StockF1,F3 | Jun 11, 2018 | S | 700 | $12.0516 | D | 22,380 | D | |
| Common StockF1,F4 | Jun 12, 2018 | S | 3,900 | $12.0781 | D | 18,480 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 29, 2017.
- F2The price is a weighted average sale price. The sale prices ranged from $12.00 to $12.40. The reporting person undertakes to provide Savara Inc., any security holder of Savara Inc., or the staff of the Securities and Exchange Commission, upon receipt of a request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- F3The price is a weighted average sale price. The sale prices ranged from $12.00 to $12.2575. The reporting person undertakes to provide Savara Inc., any security holder of Savara Inc., or the staff of the Securities and Exchange Commission, upon receipt of a request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- F4The price is a weighted average sale price. The sale prices ranged from $12.00 to $12.23. The reporting person undertakes to provide Savara Inc., any security holder of Savara Inc., or the staff of the Securities and Exchange Commission, upon receipt of a request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.