SEC Form 4 · accession 0001104659-16-156975
FIVE STAR SENIOR LIVING INC. · NASDAQ:FVE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barry M. Portnoy
Director · 10% Owner
Period of report
Nov 11, 2016
Accepted (ET)
Nov 14, 2016 · 5:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001159281
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 11, 2016 | P | 17,999,999 | $3.00 | A | 17,999,999 | I | See footnote |
| Common Stock | holding | — | — | — | 231,622 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are held by ABP Acquisition LLC. ABP Acquisition LLC is a wholly owned subsidiary of ABP Trust; Mr. Portnoy, as a trustee and beneficial owner of ABP Trust, may be deemed to be a beneficial owner of these shares, but Mr. Portnoy disclaims such beneficial ownership except to the extent of his pecuniary interest therein.