SEC Form 4/A · accession 0001209191-19-019571

IROBOT CORP · IRBT

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

This is an amendment (Form 4/A). It replaces an earlier filing for the same period.

Reporting owner

Christian Cerda

Officer — Chief Operating Officer

Period of report

Mar 12, 2019

Accepted (ET)

Mar 14, 2019 · 9:10 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001159167

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Mar 12, 2019	M	639	$34.30	A	54,729	D
Common Stock	Mar 12, 2019	M	642	$32.38	A	55,371	D
Common Stock	Mar 12, 2019	M	708	$33.14	A	56,079	D
Common Stock	Mar 12, 2019	M	914	$37.62	A	56,993	D
Common Stock	Mar 12, 2019	M	298	$39.09	A	57,291	D
Common Stock^F2	Mar 12, 2019	S	2,396	$121.4805	D	54,895	D
Common Stock^F3	Mar 12, 2019	S	5,403	$122.1718	D	49,492	D
Common Stock^F4	Mar 12, 2019	S	2,434	$123.6492	D	47,058	D
Common Stock^F5	Mar 12, 2019	S	3,944	$124.221	D	43,114	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Right to buy)^F6	$34.30	Mar 12, 2019	M	639	D	—	Mar 6, 2022	Common Stock	639	0	D
Employee Stock Option (Right to buy)^F7	$32.38	Mar 12, 2019	M	642	D	Jun 5, 2015	Jun 5, 2022	Common Stock	642	642	D
Employee Stock Option (Right to buy)^F7	$33.14	Mar 12, 2019	M	708	D	Mar 11, 2016	Mar 11, 2023	Common Stock	708	2,834	D
Employee Stock Option (Right to buy)^F7	$37.62	Mar 12, 2019	M	914	D	Jun 10, 2016	Jun 10, 2023	Common Stock	914	4,570	D
Employee Stock Option (Right to buy)^F7	$39.09	Mar 12, 2019	M	298	D	Sep 9, 2016	Sep 9, 2023	Common Stock	298	1,790	D

Explanation of responses

F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2018, and amended February 14, 2019 and March 1, 2019.
F2The range of prices for the transaction reported on this line was $120.73 to $121.72. The average weighted price was $121.4805. The reporting person will provide, upon request by the SEC, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3The range of prices for the transaction reported on this line was $121.76 to $122.67. The average weighted price was $122.1718. The reporting person will provide, upon request by the SEC, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F4The range of prices for the transaction reported on this line was $122.89 to $123.87. The average weighted price was $123.6492. The reporting person will provide, upon request by the SEC, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F5The range of prices for the transaction reported on this line was $123.90 to $124.88. The average weighted price was $124.221. The reporting person will provide, upon request by the SEC, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F6This option is currently exercisable.
F7This option vests over a four-year period, at a rate of twenty-five percent (25%) on the first anniversary of the date listed in the table, and quarterly thereafter.

Remarks

This Form 4/A is being filed to add transaction lines in Tables I and II to reflect the exercise of stock options prior to the same-day sales of shares previously reported in the original Form 4, filed on March 12, 2019 (the "Original Form 4"). Each of the same-day sale transactions reported in this Form 4/A were also previously reported in the Original Form 4. This Form 4/A also corrects the footnotes associated with the same-day sales to reflect that the 10b5-1 plan pursuant to which the sales were made has been previously amended. No other amendments or changes have been made to the Original Form 4.