SEC Form 4 · accession 0001209191-19-019049
IROBOT CORP · IRBT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christian Cerda
Officer — Chief Operating Officer
Period of report
Mar 8, 2019
Accepted (ET)
Mar 12, 2019 · 9:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001159167
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 8, 2019 | A | 7,270 | $0.00 | A | 63,336 | D | |
| Common Stock | Mar 9, 2019 | F | 1,218 | $122.97 | D | 62,118 | D | |
| Common Stock | Mar 10, 2019 | F | 1,341 | $122.97 | D | 60,777 | D | |
| Common Stock | Mar 11, 2019 | F | 6,687 | $122.97 | D | 54,090 | D | |
| Common StockF4 | Mar 12, 2019 | S | 2,396 | $121.4805 | D | 51,694 | D | |
| Common StockF5 | Mar 12, 2019 | S | 5,403 | $122.1718 | D | 46,291 | D | |
| Common StockF6 | Mar 12, 2019 | S | 2,434 | $123.6492 | D | 43,857 | D | |
| Common StockF7 | Mar 12, 2019 | S | 3,944 | $124.221 | D | 39,913 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Consists of a restricted stock unit award made pursuant to the iRobot Corporation 2018 Stock Option and Incentive Plan. The restricted stock units vest over a four-year period, at a rate of twenty-five percent (25%) on each anniversary of the grant date. Vested shares will be delivered to the reporting person as soon as practicable following each vesting date, but in no event later than 30 days after each such vesting date.
- F2Consists of shares sold to satisfy tax withholding obligations upon vesting of Restricted Stock Units.
- F3The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2018.
- F4The range of prices for the transaction reported on this line was $120.73 to $121.72. The average weighted price was $121.4805. The reporting person will provide, upon request by the SEC, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F5The range of prices for the transaction reported on this line was $121.76 to $122.67. The average weighted price was $122.1718. The reporting person will provide, upon request by the SEC, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F6The range of prices for the transaction reported on this line was $122.89 to $123.87. The average weighted price was $123.6492. The reporting person will provide, upon request by the SEC, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F7The range of prices for the transaction reported on this line was $123.90 to $124.88. The average weighted price was $124.221. The reporting person will provide, upon request by the SEC, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.