SEC Form 4 · accession 0001209191-19-003088
IROBOT CORP · IRBT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christian Cerda
Officer — Chief Operating Officer
Period of report
Jan 7, 2019
Accepted (ET)
Jan 9, 2019 · 5:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001159167
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 7, 2019 | M | 1,278 | $34.30 | A | 53,797 | D | |
| Common Stock | Jan 7, 2019 | M | 1,284 | $32.38 | A | 55,081 | D | |
| Common Stock | Jan 7, 2019 | M | 1,417 | $33.14 | A | 56,498 | D | |
| Common Stock | Jan 7, 2019 | M | 1,828 | $37.62 | A | 58,326 | D | |
| Common Stock | Jan 7, 2019 | M | 597 | $39.09 | A | 58,923 | D | |
| Common StockF2 | Jan 7, 2019 | S | 12,442 | $85.00 | D | 46,557 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to buy)F3 | $34.30 | Jan 7, 2019 | M | 1,278 | D | Mar 6, 2015 | Mar 6, 2022 | Common Stock | 1,278 | 639 | D |
| Employee Stock Option (Right to buy)F3 | $32.38 | Jan 7, 2019 | M | 1,284 | D | Jun 5, 2015 | Jun 5, 2022 | Common Stock | 1,284 | 1,284 | D |
| Employee Stock Option (Right to buy)F3 | $33.14 | Jan 7, 2019 | M | 1,417 | D | Mar 11, 2016 | Mar 11, 2023 | Common Stock | 1,417 | 3,542 | D |
| Employee Stock Option (Right to buy)F3 | $37.62 | Jan 7, 2019 | M | 1,828 | D | Jun 10, 2016 | Jun 10, 2023 | Common Stock | 1,828 | 5,484 | D |
| Employee Stock Option (Right to buy)F3 | $39.09 | Jan 7, 2019 | M | 597 | D | Sep 9, 2016 | Sep 9, 2023 | Common Stock | 597 | 2,088 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2018.
- F2Includes 76 shares of the Issuer's Common Stock purchased through the Issuer's 2017 Employee Stock Purchase Plan.
- F3This option vests over a four-year period, at a rate of twenty-five percent (25%) on the first anniversary of the date listed in the table, and quarterly thereafter.