SEC Form 4 · accession 0001209191-17-052890
IROBOT CORP · IRBT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alison Dean
Officer — EVP, CFO & Treasurer
Period of report
Sep 12, 2017
Accepted (ET)
Sep 14, 2017 · 9:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001159167
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 12, 2017 | M | 529 | $34.67 | A | 82,609 | D | |
| Common Stock | Sep 12, 2017 | M | 4,463 | $43.35 | A | 87,072 | D | |
| Common Stock | Sep 12, 2017 | M | 5,688 | $35.43 | A | 92,760 | D | |
| Common Stock | Sep 12, 2017 | M | 5,345 | $34.30 | A | 98,105 | D | |
| Common Stock | Sep 12, 2017 | M | 4,838 | $32.38 | A | 102,943 | D | |
| Common Stock | Sep 12, 2017 | M | 5,208 | $33.14 | A | 108,151 | D | |
| Common Stock | Sep 12, 2017 | M | 3,735 | $37.62 | A | 111,886 | D | |
| Common Stock | Sep 12, 2017 | S | 33,809 | $100.00 | D | 78,077 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to buy)F2 | $34.67 | Sep 12, 2017 | M | 529 | D | — | Jun 7, 2020 | Common Stock | 529 | 0 | D |
| Employee Stock Option (Right to buy)F3 | $43.35 | Sep 12, 2017 | M | 4,463 | D | Mar 7, 2014 | Mar 7, 2021 | Common Stock | 4,463 | 637 | D |
| Employee Stock Option (Right to buy)F3 | $35.43 | Sep 12, 2017 | M | 5,688 | D | Jun 6, 2014 | Jun 6, 2021 | Common Stock | 5,688 | 812 | D |
| Employee Stock Option (Right to buy)F3 | $34.30 | Sep 12, 2017 | M | 5,345 | D | Mar 6, 2015 | Mar 6, 2022 | Common Stock | 5,345 | 3,205 | D |
| Employee Stock Option (Right to buy)F3 | $32.38 | Sep 12, 2017 | M | 4,838 | D | Jun 5, 2015 | Jun 5, 2022 | Common Stock | 4,838 | 3,762 | D |
| Employee Stock Option (Right to buy)F3 | $33.14 | Sep 12, 2017 | M | 5,208 | D | Mar 11, 2016 | Mar 11, 2023 | Common Stock | 5,208 | 8,680 | D |
| Employee Stock Option (Right to buy)F3 | $37.62 | Sep 12, 2017 | M | 3,735 | D | Jun 10, 2016 | Jun 10, 2023 | Common Stock | 3,735 | 8,215 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 7, 2017 and amended on September 14, 2017.
- F2This option is currently exercisable.
- F3This option vests over a four-year period, at a rate of twenty-five percent (25%) on the first anniversary of the date listed in the table, and quarterly thereafter.