SEC Form 4 · accession 0001209191-17-046341
IROBOT CORP · IRBT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Alison Dean
Officer — EVP, CFO & Treasurer
Period of report
Jul 24, 2017
Accepted (ET)
Jul 26, 2017 · 5:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001159167
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 24, 2017 | M | 4,725 | $26.59 | A | 86,805 | D | |
| Common Stock | Jul 24, 2017 | M | 4,975 | $22.86 | A | 91,780 | D | |
| Common Stock | Jul 24, 2017 | M | 7,946 | $34.67 | A | 99,726 | D | |
| Common Stock | Jul 24, 2017 | S | 17,646 | $90.00 | D | 82,080 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to buy)F2 | $26.59 | Jul 24, 2017 | M | 4,725 | D | — | Mar 9, 2019 | Common Stock | 4,725 | 0 | D |
| Employee Stock Option (Right to buy)F2 | $22.86 | Jul 24, 2017 | M | 4,975 | D | — | Mar 8, 2020 | Common Stock | 4,975 | 0 | D |
| Employee Stock Option (Right to buy)F2 | $34.67 | Jul 24, 2017 | M | 7,946 | D | — | Jun 7, 2020 | Common Stock | 7,946 | 529 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 8, 2017.
- F2This option is currently exercisable.