SEC Form 4 · accession 0001209191-17-026427
IROBOT CORP · IRBT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alison Dean
Officer — EVP, CFO & Treasurer
Period of report
Apr 7, 2017
Accepted (ET)
Apr 10, 2017 · 4:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001159167
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 7, 2017 | M | 7,375 | $33.48 | A | 90,656 | D | |
| Common StockF2 | Apr 7, 2017 | S | 7,375 | $66.59 | D | 83,281 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to buy)F3 | $33.48 | Apr 7, 2017 | M | 7,375 | D | — | Apr 1, 2018 | Common Stock | 7,375 | 0 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 8, 2017.
- F2The range of prices for the transaction reported on this line was $66.02 to $66.90. The average weighted price was $66.59. The reporting person will provide upon request by the SEC, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3This option is currently exercisable.