SEC Form 4 · accession 0001209191-16-154536
IROBOT CORP · IRBT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald Chwang
Director
Period of report
Dec 8, 2016
Accepted (ET)
Dec 9, 2016 · 6:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001159167
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 8, 2016 | M | 10,000 | $17.70 | A | 37,916 | D | |
| Common StockF1 | Dec 8, 2016 | S | 10,000 | $59.248 | D | 27,916 | D | |
| Common StockF2 | holding | — | — | — | 79,210 | I | By Chwang-Seto Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $17.70 | Dec 8, 2016 | M | 10,000 | D | — | Jul 2, 2017 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1The range of prices for the transaction reported on this line was $59.20 to $59.28. The average weighted price was $59.248. The reporting person will provide, upon request by the SEC, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F2The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of all of the reported shares for purposes of Section 16 or any other purpose.
- F3This option is currently exercisable.