SEC Form 4 · accession 0001209191-16-146358
IROBOT CORP · IRBT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Colin M Angle
Officer — Chief Executive Officer · Director
Period of report
Oct 17, 2016
Accepted (ET)
Oct 19, 2016 · 4:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001159167
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 17, 2016 | M | 53,683 | $14.52 | A | 563,841 | D | |
| Common StockF2 | Oct 17, 2016 | S | 53,683 | $44.71 | D | 510,158 | D | |
| Common Stock | Oct 18, 2016 | M | 60,267 | $14.52 | A | 570,425 | D | |
| Common StockF3 | Oct 18, 2016 | S | 60,267 | $44.70 | D | 510,158 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $14.52 | Oct 17, 2016 | M | 53,683 | D | — | Apr 2, 2017 | Common Stock | 53,683 | 60,267 | D |
| Employee Stock Option (Right to Buy)F4 | $14.52 | Oct 18, 2016 | M | 60,267 | D | — | Apr 2, 2017 | Common Stock | 60,267 | 0 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2016.
- F2The range of prices for the transaction reported on this line was $44.22 to $45.10. The average weighted price was $44.71. The reporting person will provide, upon request by the SEC, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3The range of prices for the transaction reported on this line was $43.71 to $45.43. The average weighted price was $44.70. The reporting person will provide, upon request by the SEC, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F4This option is currently exercisable.