SEC Form 4 · accession 0001209191-16-144670
IROBOT CORP · IRBT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alison Dean
Officer — EVP, CFO & Treasurer
Period of report
Oct 3, 2016
Accepted (ET)
Oct 4, 2016 · 6:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001159167
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 3, 2016 | M | 11,000 | $14.52 | A | 84,045 | D | |
| Common StockF2 | Oct 3, 2016 | S | 11,000 | $43.42 | D | 73,045 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $14.52 | Oct 3, 2016 | M | 11,000 | D | — | Apr 2, 2017 | Common Stock | 11,000 | 0 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2016.
- F2The range of prices for the transaction reported on this line was $43.25 to $43.77. The average weighted price was $43.42. The reporting person will provide upon request by the SEC, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3This option is currently exercisable.