SEC Form 4 · accession 0001209191-15-061209
IROBOT CORP · IRBT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alison Dean
Officer — EVP, CFO & Treasurer
Period of report
Jul 15, 2015
Accepted (ET)
Jul 16, 2015 · 5:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001159167
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 15, 2015 | M | 1,873 | $14.09 | A | 60,329 | D | |
| Common StockF2 | Jul 15, 2015 | S | 1,873 | $32.31 | D | 58,456 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $14.09 | Jul 15, 2015 | M | 1,873 | D | — | Jul 25, 2015 | Common Stock | 1,873 | 0 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 29, 2011, as amended on February 28, 2013.
- F2The range of prices for the transaction reported on this line was $32.06 to $32.43. The average weighted price was $32.31. The reporting person will provide upon request by the SEC, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price
- F3This option is currently exercisable.