SEC Form 4 · accession 0001209191-15-054701
IROBOT CORP · IRBT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald Chwang
Director
Period of report
Jun 17, 2015
Accepted (ET)
Jun 18, 2015 · 4:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001159167
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 17, 2015 | M | 10,000 | $14.05 | A | 24,993 | D | |
| Common StockF1 | holding | — | — | — | 140,000 | I | See Footnote | |
| Common StockF2 | holding | — | — | — | 79,210 | I | By Chwang-Seto Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $14.05 | Jun 17, 2015 | M | 10,000 | D | — | Jun 27, 2015 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1Consists of shares held indirectly by iD America 1, LLC as sole general partner for iD5 Fund, L.P. The reporting person is a principal of iD America 1, LLC. The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of all of the reported shares for purposes of Section 16 or any other purpose.
- F2The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of all of the reported shares for purposes of Section 16 or any other purpose.
- F3This option is currently exercisable.