SEC Form 3 · accession 0001159154-15-000164
REPUBLIC AIRWAYS HOLDINGS INC · RJETQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul Kinstedt
Officer — SVP & Chief Operating Officer
Period of report
Nov 25, 2015
Accepted (ET)
Nov 27, 2015 · 4:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001159154
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per shareF1 | holding | — | — | — | 42,483 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $14.24 | holding | — | — | — | — | Nov 27, 2015 | Common Stock, par value $0.001 per share | 6,500 | — | D |
| Employee Stock Option (right to buy)F3 | $15.87 | holding | — | — | — | — | Jun 6, 2016 | Common Stock, par value $0.001 per share | 10,000 | — | D |
| Employee Stock Option (right to buy)F4 | $19.12 | holding | — | — | — | — | Sep 1, 2017 | Common Stock, par value $0.001 per share | 75,000 | — | D |
| Employee Stock Option (right to buy)F5 | $12.70 | holding | — | — | — | — | Dec 7, 2018 | Common Stock, par value $0.001 per share | 56,000 | — | D |
| Employee Stock Option (right to buy)F6 | $10.29 | holding | — | — | — | — | Mar 11, 2023 | Common Stock, par value $0.001 per share | 1,000 | — | D |
| Employee Stock Option (right to buy)F7 | $10.74 | holding | — | — | — | — | Jun 6, 2024 | Common Stock, par value $0.001 per share | 6,000 | — | D |
| Employee Stock Option (right to buy)F8 | $12.38 | holding | — | — | — | — | Mar 6, 2025 | Common Stock, par value $0.001 per share | 7,900 | — | D |
Explanation of responses
- F1Represents restricted stock units subject to vesting and forfeiture.
- F2The option vested in four equal annual installments beginning 12/1/2005.
- F3The option vested in four equal annual installments beginning 7/1/2006.
- F4The option vested in four equal annual installments beginning 10/1/2007.
- F5The option vested in three equal annual installments beginning 1/1/2009.
- F6The option will vest on 3/11/2016.
- F7This option vested with respect to 2,000 of the underlying shares on 6/6/2015 and the option will vest with respect to 4,000 of the underlying shares in equal annual installments from 6/6/2016 to 6/6/2017.
- F8This option will vest in equal annual installments from 3/6/2016 to 3/6/2018.