SEC Form 4 · accession 0001159154-15-000053
REPUBLIC AIRWAYS HOLDINGS INC · RJETQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lars Erik Arnell
Officer — SVP Corporate Development
Period of report
Mar 30, 2015
Accepted (ET)
Apr 1, 2015 · 4:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001159154
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per shareF1 | Mar 30, 2015 | A | 23,438 | $0.00 | A | 71,771 | D | |
| Common Stock, par value $0.001 per share | Mar 30, 2015 | F | 10,462 | $13.90 | D | 61,309 | D | |
| Common Stock, par value $0.001 per share | Mar 30, 2015 | M | 2,083 | $4.94 | A | 63,392 | D | |
| Common Stock, par value $0.001 per shareF2,F3 | Mar 30, 2015 | S | 2,083 | $13.79 | D | 61,309 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F4 | $4.94 | Mar 30, 2015 | M | 2,083 | D | — | Mar 30, 2022 | Common Stock, par value $0.001 per share | 2,083 | 0 | D |
Explanation of responses
- F1These shares represent performance shares granted March 30, 2012, which vested and settled based upon the achievement of performance metrics versus relevant targets.
- F2These shares were sold pursuant to a written plan as specified in Rule 10b5-1 of the Securities Exchange Act of 1934.
- F3Represents 29,643 of Common Stock, and restricted stock and restricted stock units subjet to vesting and forfeiture.
- F4The option vested with respect to 2,083 of the underlying shares on March 30, 2015.