SEC Form 4 · accession 0001159154-15-000051
REPUBLIC AIRWAYS HOLDINGS INC · RJETQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ethan J Blank
Officer — VP, General Counsel
Period of report
Mar 30, 2015
Accepted (ET)
Apr 1, 2015 · 4:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001159154
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per shareF1 | Mar 30, 2015 | A | 12,500 | $0.00 | A | 38,165 | D | |
| Common Stock, par value $0.001 per share | Mar 30, 2015 | F | 3,831 | $13.90 | D | 34,334 | D | |
| Common Stock, par value $0.001 per share | Mar 30, 2015 | M | 3,333 | $4.94 | A | 37,667 | D | |
| Common Stock, par value $0.001 per shareF2,F3 | Mar 30, 2015 | S | 3,333 | $13.79 | D | 34,334 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F4 | $4.94 | Mar 30, 2015 | M | 3,333 | D | — | Mar 30, 2022 | Common Stock, par value $0.001 per share | 3,333 | 0 | D |
Explanation of responses
- F1These shares represent performance shares granted March 30, 2012, which vested and settled based upon the achievement of performance metrics versus relevant targets.
- F2These shares were sold pursuant to a written plan as specified in Rule 10b5-1 of the Securities Exchange Act of 1934.
- F3Represents 12,002 shares of Common Stock, and restricted stock units subject to vesting and forfeiture.
- F4The option vested with respect to 3,333 of the underlying shares on 3/30/2015.