SEC Form 4 · accession 0001159154-15-000037
REPUBLIC AIRWAYS HOLDINGS INC · RJETQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph Allman
Officer — VP, Fin. P&A
Period of report
Mar 16, 2015
Accepted (ET)
Mar 18, 2015 · 4:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001159154
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per shareF1,F2 | Mar 16, 2015 | S | 2,437 | $13.76 | D | 31,666 | D | |
| Common Stock, par value $0.001 per share | Mar 17, 2015 | M | 1,667 | $10.29 | A | 33,333 | D | |
| Common Stock, par value $0.001 per shareF1,F3 | Mar 17, 2015 | S | 1,667 | $14.40 | D | 31,666 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F4 | $10.29 | Mar 17, 2015 | M | 1,667 | D | — | Mar 11, 2023 | Common Stock, par value $0.001 per share | 1,667 | 1,666 | D |
Explanation of responses
- F1These shares were sold pursuant to a written plan as specified in Rule 10b5-1 of the Securities Exchange Act of 1934.
- F2The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.68 to $13.90, inclusive. The reporting person undertakes to provide Republic Airways Holdings Inc., any security holder of Republic Airways Holdings Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3Represents restricted stock and restricted stock units subjet to vesting and forfeiture.
- F4The option vested with respect to 1,667 of the underlying shares on March 11, 2015, and the option will vest with respect to 1,666 of the underlying shares on March 11, 2016.