SEC Form 4 · accession 0001159154-15-000016
REPUBLIC AIRWAYS HOLDINGS INC · RJETQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy P. Dooley
Officer — EVP, CFO, Treasurer, Secretary
Period of report
Feb 24, 2015
Accepted (ET)
Feb 26, 2015 · 4:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001159154
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per share | Feb 24, 2015 | M | 2,500 | $10.29 | A | 62,500 | D | |
| Common Stock, par value $0.001 per shareF1,F2 | Feb 24, 2015 | S | 2,500 | $15.00 | D | 60,000 | D | |
| Common Stock, par value $0.001 per share | Feb 25, 2015 | M | 167 | $10.29 | A | 60,167 | D | |
| Common Stock, par value $0.001 per shareF1,F3 | Feb 24, 2015 | S | 167 | $15.00 | D | 60,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F4 | $10.29 | Feb 24, 2015 | M | 2,500 | D | — | Mar 11, 2023 | Common Stock, par value $0.001 per share | 2,500 | 5,500 | D |
| Employee Stock Option (right to buy)F4 | $10.29 | Feb 25, 2015 | M | 167 | D | — | Mar 11, 2023 | Common Stock, par value $0.001 per share | 167 | 5,333 | D |
Explanation of responses
- F1These shares were sold pursuant to a written plan as specified in Rule 10b5-1 of the Securities Exchange Act of 1934.
- F2The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.01,inclusive. The reporting person undertakes to provide Republic Airways Holdings Inc., any security holder of Republic Airways Holdings Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3This number includes 30,000 restricted shares, of which 16,667 vest on March 30, 2015, 6,667 and 6,666 vest on March 11, 2015 and March 11, 2016, respectively and 30,000 restricted stock units of which 1/3 vest annually beginning June 6, 2015.
- F42,667 of the shares underlying the option vested and became exercisable on March 11, 2014 and 2,667 and 2,666 of the shares underlying the option vest and become exercisable on March 11, 2015 and March 11, 2016, respectively