SEC Form 4 · accession 0001159154-15-000014
REPUBLIC AIRWAYS HOLDINGS INC · RJETQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lars Erik Arnell
Officer — SVP Corporate Development
Period of report
Feb 23, 2015
Accepted (ET)
Feb 25, 2015 · 4:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001159154
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per share | Feb 23, 2015 | M | 167 | $10.29 | A | 55,167 | D | |
| Common Stock, par value $0.001 per shareF1,F2 | Feb 23, 2015 | S | 167 | $14.89 | D | 55,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $10.29 | Feb 23, 2015 | M | 167 | D | — | Mar 11, 2023 | Common Stock, par value $0.001 per share | 167 | 5,333 | D |
Explanation of responses
- F1These shares were sold pursuant to a written plan as specified in Rule 10b5-1 of the Securities Exchange Act of 1934.
- F2This number includes 30,000 restricted shares, of which 16,667 vest on March 30, 2015, 6,667 vest on March 11, 2015 and 6,666 vest on March 11, 2016, and 25,000 restricted stock units of which 1/3 vest annually beginning June 6, 2015.
- F32,667 of the shares underlying the option vested and became exercisable on March 11, 2014 and 2,667 and 2,666 of the shares underlying the option vest and become excerisable on March 11, 2015 and March 11, 2016, respectively.