SEC Form 4 · accession 0001159154-15-000004
REPUBLIC AIRWAYS HOLDINGS INC · RJETQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy P. Dooley
Officer — EVP, CFO, Treasurer, Secretary
Period of report
Dec 31, 2014
Accepted (ET)
Jan 5, 2015 · 5:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001159154
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per share | Dec 31, 2014 | M | 7,000 | $12.70 | A | 67,000 | D | |
| Common Stock, par value $0.001 per shareF1 | Dec 31, 2014 | S | 7,000 | $14.70 | D | 60,000 | D | |
| Common Stock, par value $0.001 per share | Jan 2, 2015 | M | 10,210 | $12.70 | A | 70,210 | D | |
| Common Stock, par value $0.001 per shareF1,F2 | Jan 2, 2015 | S | 10,210 | $14.72 | D | 60,000 | D | |
| Common Stock, par value $0.001 per share | Jan 5, 2015 | M | 300 | $12.70 | A | 60,300 | D | |
| Common Stock, par value $0.001 per shareF1,F3 | Jan 5, 2015 | S | 300 | $14.70 | D | 60,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F4 | $12.70 | Dec 31, 2014 | M | 7,000 | D | — | Dec 9, 2018 | Common Stock, par value $0.001 per share | 7,000 | 49,000 | D |
| Employee Stock Option (right to buy)F4 | $12.70 | Jan 2, 2015 | M | 10,210 | D | — | Dec 9, 2018 | Common Stock, par value $0.001 per share | 10,210 | 38,790 | D |
| Employee Stock Option (right to buy)F4 | $12.70 | Jan 5, 2015 | M | 300 | D | — | Dec 9, 2018 | Common Stock, par value $0.001 per share | 300 | 38,490 | D |
Explanation of responses
- F1These shares were sold pursuant to a written plan as specified in Rule 10b5-1 of the Securities Exchange Act of 1934.
- F2The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.70 to $14.79, inclusive. The reporting person undertakes to provide Republic Airways Holdings Inc., any security holder of Republic Airways Holdings Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3This number includes 30,000 restricted shares, of which 16,667 vest on March 30, 2015, 13,333 vest in equal annual installments from March 11, 2015 to March 11, 2016 and 30,000 restricted stock units of which 1/3 vest annually beginning June 6, 2015.
- F4The option vested over a three year period beginning January 1, 2009.