SEC Form 4 · accession 0001179110-19-001932
HALOZYME THERAPEUTICS, INC. · HALO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Laurie Stelzer
Officer — SVP, Chief Financial Officer
Period of report
Feb 12, 2019
Accepted (ET)
Feb 14, 2019 · 6:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001159036
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common StockF1 | $16.65 | Feb 12, 2019 | A | 85,922 | A | Feb 12, 2020 | Feb 12, 2029 | Common Stock | 85,922 | 85,922 | D |
| Restricted Stock UnitsF2 | $0.00 | Feb 12, 2019 | A | 45,046 | A | Feb 12, 2020 | — | Common Stock | 45,046 | 45,046 | D |
Explanation of responses
- F1This option vests one-fourth on such date and then 1/48th monthly thereafter.
- F2This award vests one-fourth on the first anniversary of the grant date and then one-fourth on each anniversary date thereafter.