SEC Form 4 · accession 0001209191-16-135554
LEMAITRE VASCULAR INC · LMAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George W LeMaitre
Officer — Chairman and CEO · Director · 10% Owner
Period of report
Aug 2, 2016
Accepted (ET)
Aug 4, 2016 · 5:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001158895
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 2, 2016 | S | 440 | $17.4914 | D | 101,590 | I | See footnote |
| Common StockF3,F2 | Aug 3, 2016 | S | 2,000 | $17.6444 | D | 99,590 | I | See footnote |
| Common StockF4,F2 | Aug 4, 2016 | S | 2,100 | $17.6852 | D | 97,490 | I | See footnote |
| Common Stock | holding | — | — | — | 3,516,387 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. The transaction was executed in multiple trades ranging from $17.42 to $17.67. The reporting person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and price at which the transaction was effected.
- F2This transaction was effected by LeMaitre Family LLC. A trust for the benefit of the reporting person holds a 20% membership interest in LeMaitre Family LLC, and the transaction reported represents 20% of the shares sold by LeMaitre Family LLC on this date. LeMaitre Family LLC is 100% owned by Peter Boland, as trustee for various trusts formed for the benefit of the children of George D. LeMaitre, the Issuer's founder, and Cornelia W. LeMaitre, a member of the Issuer's Board of Directors. The reporting person disclaims ownership of securities held by LeMaitre Family LLC except to the extent of his pecuniary interest therein, if any, and the reporting herein of such securities shall not be construed as an admission of beneficial ownership thereof for the purposes of Section 16 or for any other purpose.
- F3The price reported in Column 4 is a weighted average price. The transaction was executed in multiple trades ranging from $17.42 to $17.80. The reporting person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and price at which the transaction was effected.
- F4The price reported in Column 4 is a weighted average price. The transaction was executed in multiple trades ranging from $17.40 to $17.85. The reporting person undertakes to provide to the issuer, any securityholder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and price at which the transaction was effected.