SEC Form 4 · accession 0001209191-15-082233
LEMAITRE VASCULAR INC · LMAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph P Pellegrino Jr.
Officer — Chief Financial Officer
Period of report
Nov 23, 2015
Accepted (ET)
Nov 25, 2015 · 4:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001158895
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 23, 2015 | M | 44,340 | $5.85 | A | 154,729 | D | |
| Common StockF2 | Nov 23, 2015 | S | 44,340 | $15.5652 | D | 110,389 | D | |
| Common StockF1 | Nov 23, 2015 | M | 1,500 | $6.50 | A | 111,889 | D | |
| Common StockF2 | Nov 23, 2015 | S | 1,500 | $15.5652 | D | 110,389 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $5.85 | Nov 23, 2015 | M | 44,340 | D | Jul 26, 2010 | Jul 26, 2017 | Common Stock | 44,340 | 0 | D |
| Stock Option (Right to Buy)F3 | $6.50 | Nov 23, 2015 | M | 1,500 | D | Nov 8, 2010 | Nov 8, 2017 | Common Stock | 1,500 | 0 | D |
Explanation of responses
- F1Represents shares acquired upon exercise of options by the Reporting Person, as reported in Table II.
- F2The price reported in Column 4 is a weighted average price. The transaction was executed in multiple trades ranging from $15.05 to $16.16. The reporting person undertakes to provide to the issuer, any securityholder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and price at which the transaction was effected.
- F3This option is fully vested and exercisable.