SEC Form 4 · accession 0001209191-15-068786
LEMAITRE VASCULAR INC · LMAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter R Gebauer
Officer — President, International OP
Period of report
Aug 28, 2015
Accepted (ET)
Sep 1, 2015 · 4:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001158895
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 28, 2015 | M | 7,242 | $7.10 | A | 77,662 | D | |
| Common StockF2 | Aug 28, 2015 | S | 7,242 | $13.4536 | D | 70,420 | D | |
| Common StockF1 | Aug 31, 2015 | M | 3,223 | $7.10 | A | 73,643 | D | |
| Common StockF3 | Aug 31, 2015 | S | 3,223 | $13.5801 | D | 70,420 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4 | $7.10 | Aug 28, 2015 | M | 7,242 | D | Jul 26, 2011 | Jul 26, 2018 | Common Stock | 7,242 | 22,304 | D |
| Stock Option (Right to Buy)F4 | $7.10 | Aug 31, 2015 | M | 3,223 | D | Jul 26, 2011 | Jul 26, 2018 | Common Stock | 3,223 | 19,081 | D |
Explanation of responses
- F1Represents shares acquired upon exercise of options by the Reporting Person, as reported in Table II.
- F2The price reported in Column 4 is a weighted average price. The transaction was executed in multiple trades ranging from $13.45 to $13.47. The reporting person undertakes to provide to the issuer, any securityholder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and price at which the transaction was effected.
- F3The price reported in Column 4 is a weighted average price. The transaction was executed in multiple trades ranging from $13.50 to $13.67. The reporting person undertakes to provide to the issuer, any securityholder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and price at which the transaction was effected.
- F4This option is exercisable and vests over a five-year period at a rate of 20% on the first anniversary of the date listed in the table, and the balance vesting in equal annual installments over the remaining four years.