SEC Form 4 · accession 0001209191-15-066948
LEMAITRE VASCULAR INC · LMAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph P Pellegrino Jr.
Officer — Chief Financial Officer
Period of report
Aug 10, 2015
Accepted (ET)
Aug 19, 2015 · 5:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001158895
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 10, 2015 | M | 28,788 | $11.78 | A | 79,530 | D | |
| Common StockF2 | Aug 10, 2015 | S | 28,788 | $13.3227 | D | 50,742 | D | |
| Common StockF1 | Aug 11, 2015 | M | 100 | $11.78 | A | 50,842 | D | |
| Common Stock | Aug 11, 2015 | S | 100 | $13.78 | D | 50,742 | D | |
| Common StockF1 | Aug 13, 2015 | M | 2,808 | $11.78 | A | 53,550 | D | |
| Common StockF3 | Aug 13, 2015 | S | 2,808 | $13.634 | D | 50,742 | D | |
| Common StockF1 | Aug 14, 2015 | M | 19,519 | $11.78 | A | 70,261 | D | |
| Common StockF4 | Aug 14, 2015 | S | 19,519 | $13.6182 | D | 50,742 | D | |
| Common StockF1 | Aug 17, 2015 | M | 36,545 | $11.78 | A | 87,287 | D | |
| Common StockF5 | Aug 17, 2015 | S | 36,545 | $13.77 | D | 50,742 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F6 | $11.78 | Aug 10, 2015 | M | 28,788 | D | Dec 22, 2005 | Dec 22, 2015 | Common Stock | 28,788 | 58,972 | D |
| Stock Option (Right to Buy)F6 | $11.78 | Aug 11, 2015 | M | 100 | D | Dec 22, 2005 | Dec 22, 2015 | Common Stock | 100 | 58,872 | D |
| Stock Option (Right to Buy)F6 | $11.78 | Aug 13, 2015 | M | 2,808 | D | Dec 22, 2005 | Dec 22, 2015 | Common Stock | 2,808 | 56,064 | D |
| Stock Option (Right to Buy)F6 | $11.78 | Aug 14, 2015 | M | 19,519 | D | Dec 22, 2005 | Dec 22, 2015 | Common Stock | 19,519 | 36,545 | D |
| Stock Option (Right to Buy)F6 | $11.78 | Aug 17, 2015 | M | 36,545 | D | Dec 22, 2005 | Dec 22, 2015 | Common Stock | 36,545 | 0 | D |
Explanation of responses
- F1Represents shares acquired upon exercise of options by the Reporting Person, as reported in Table II.
- F2The price reported in Column 4 is a weighted average price. The transaction was executed in multiple trades ranging from $13.30 to $13.46. The reporting person undertakes to provide to the issuer, any securityholder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and price at which the transaction was effected.
- F3The price reported in Column 4 is a weighted average price. The transaction was executed in multiple trades ranging from $13.60 to $13.70. The reporting person undertakes to provide to the issuer, any securityholder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and price at which the transaction was effected.
- F4The price reported in Column 4 is a weighted average price. The transaction was executed in multiple trades ranging from $13.60 to $13.73. The reporting person undertakes to provide to the issuer, any securityholder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and price at which the transaction was effected.
- F5The price reported in Column 4 is a weighted average price. The transaction was executed in multiple trades ranging from $13.70 to $13.95. The reporting person undertakes to provide to the issuer, any securityholder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and price at which the transaction was effected.
- F6This option is fully vested and exercisable.