SEC Form 4 · accession 0001209191-15-057970
LEMAITRE VASCULAR INC · LMAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cornelia W LeMaitre
Director
Period of report
Jun 29, 2015
Accepted (ET)
Jul 1, 2015 · 4:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001158895
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 29, 2015 | M | 2,289 | $6.67 | A | 170,608 | D | |
| Common StockF1 | Jun 29, 2015 | M | 2,612 | $6.23 | A | 173,220 | D | |
| Common StockF1 | Jun 29, 2015 | M | 3,296 | $7.10 | A | 176,516 | D | |
| Common StockF1 | Jun 29, 2015 | M | 4,569 | $5.85 | A | 181,085 | D | |
| Common StockF1 | Jun 29, 2015 | M | 1,510 | $3.00 | A | 182,595 | D | |
| Common StockF1 | Jun 29, 2015 | M | 2,289 | $6.67 | A | 331,029 | I | By spouse |
| Common StockF1 | Jun 29, 2015 | M | 2,612 | $6.23 | A | 333,641 | I | By spouse |
| Common StockF1 | Jun 29, 2015 | M | 3,296 | $7.10 | A | 336,937 | I | By spouse |
| Common StockF1 | Jun 29, 2015 | M | 4,569 | $5.85 | A | 341,506 | I | By spouse |
| Common StockF1 | Jun 29, 2015 | M | 1,510 | $3.00 | A | 343,016 | I | By spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $6.67 | Jun 29, 2015 | M | 2,289 | D | Jul 24, 2013 | Jul 24, 2020 | Common Stock | 2,289 | 9,155 | D |
| Stock Option (Right to Buy)F2 | $6.23 | Jun 29, 2015 | M | 2,612 | D | Jul 25, 2012 | Jul 25, 2019 | Common Stock | 2,612 | 3,919 | D |
| Stock Option (Right to Buy)F2 | $7.10 | Jun 29, 2015 | M | 3,296 | D | Jul 26, 2011 | Jul 26, 2018 | Common Stock | 3,296 | 2,197 | D |
| Stock Option (Right to Buy)F2 | $5.85 | Jun 29, 2015 | M | 4,569 | D | Jul 26, 2010 | Jul 26, 2017 | Common Stock | 4,569 | 1,143 | D |
| Stock Option (Right to Buy)F3 | $3.00 | Jun 29, 2015 | M | 1,510 | D | Jul 27, 2009 | Jul 27, 2016 | Common Stock | 1,510 | 0 | D |
| Stock Option (Right to Buy)F2 | $6.67 | Jun 29, 2015 | M | 2,289 | D | Jul 24, 2013 | Jul 24, 2020 | Common Stock | 2,289 | 9,155 | I |
| Stock Option (Right to Buy)F2 | $6.23 | Jun 29, 2015 | M | 2,612 | D | Jul 25, 2012 | Jul 25, 2019 | Common Stock | 2,612 | 3,919 | I |
| Stock Option (Right to Buy)F2 | $7.10 | Jun 29, 2015 | M | 3,296 | D | Jul 26, 2011 | Jul 26, 2018 | Common Stock | 3,296 | 2,197 | I |
| Stock Option (Right to Buy)F2 | $5.85 | Jun 29, 2015 | M | 4,569 | D | Jul 26, 2010 | Jul 26, 2017 | Common Stock | 4,569 | 1,143 | I |
| Stock Option (Right to Buy)F3 | $3.00 | Jun 29, 2015 | M | 1,510 | D | Jul 27, 2009 | Jul 27, 2016 | Common Stock | 1,510 | 0 | I |
Explanation of responses
- F1Represents shares acquired upon exercise of options by the Reporting Person, as reported in Table II.
- F2This option is exercisable and vests over a five-year period at a rate of 20% on the first anniversary of the date listed in the table, and the balance vesting in equal annual installments over the remaining four years
- F3This option is fully vested and exercisable.