SEC Form 4 · accession 0001246360-17-001677
WAGEWORKS, INC. · WAGE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce G. Bodaken
Director
Period of report
Apr 27, 2017
Accepted (ET)
May 1, 2017 · 4:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001158863
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3 | Apr 28, 2017 | M | 2,943 | $0.00 | A | 6,385 | D | |
| Common Stock | holding | — | — | — | 3,056 | I | BY BRUCE G BODAKEN TTEE BRUCE G BODAKEN 2004 REVOCABLE TRUST DTD 04/16/2004 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Apr 27, 2017 | A | 2,500 | A | — | — | Common Stock | 2,500 | 2,500 | D |
| Restricted Stock UnitsF3,F4 | — | Apr 28, 2017 | M | 2,943 | D | — | — | Common Stock | 2,943 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of WageWorks Inc. common stock.
- F2All of the restricted stock units vest one year from the date of grant and such restricted stock units are subject to vesting acceleration provisions upon a change of control of the Issuer.
- F3Restricted Stock Units convert into common stock on a one-for-one basis.
- F4On April 28, 2016, the reporting person was granted 2,943 restricted stock units, vesting one year from the date of grant.