SEC Form 4 · accession 0001246360-17-001676
WAGEWORKS, INC. · WAGE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward C Nafus
Director
Period of report
Apr 27, 2017
Accepted (ET)
May 1, 2017 · 4:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001158863
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 27, 2017 | M | 2,943 | $0.00 | A | 9,443 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Apr 27, 2017 | M | 2,943 | D | — | — | Common Stock | 2,943 | 0 | D |
Explanation of responses
- F1Restricted Stock Units convert into common stock on a one-for-one basis.
- F2On April 28, 2016, the reporting person was granted 2,943 restricted stock units, vesting one year from the date of grant. On April 27, 2017, the Board of Directors of the Company approved an amendment to the restricted stock unit award agreement (the "Agreement") such that all shares subject to the Agreement are deemed vested as of April 27, 2017.