SEC Form 4 · accession 0001246360-16-007474
WAGEWORKS, INC. · WAGE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph L. Jackson
Officer — Chief Executive Officer · Director
Period of report
Dec 13, 2016
Accepted (ET)
Dec 15, 2016 · 6:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001158863
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 13, 2016 | M | 42,500 | $5.32 | A | 93,981 | D | |
| Common Stock | Dec 13, 2016 | M | 12,429 | $5.32 | A | 106,410 | D | |
| Common StockF1 | Dec 13, 2016 | S | 54,929 | $72.82 | D | 51,481 | D | |
| Common Stock | Dec 14, 2016 | M | 32,820 | $5.32 | A | 84,301 | D | |
| Common StockF2 | Dec 14, 2016 | S | 30,620 | $71.90 | D | 53,681 | D | |
| Common StockF3 | Dec 14, 2016 | S | 2,200 | $72.57 | D | 51,481 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $5.32 | Dec 13, 2016 | M | 42,500 | D | May 6, 2010 | May 6, 2020 | Common Stock | 42,500 | 0 | D |
| Performance Stock Options (Right to Buy) | $5.32 | Dec 13, 2016 | M | 12,429 | D | May 6, 2010 | May 6, 2020 | Common Stock | 12,429 | 130,071 | D |
| Performance Stock Options (Right to Buy) | $5.32 | Dec 14, 2016 | M | 32,820 | D | May 6, 2010 | May 6, 2020 | Common Stock | 32,820 | 97,251 | D |
Explanation of responses
- F1The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.50 to $73.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges as set forth in this footnote.
- F2The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.50 to $72.50, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges as set forth in this footnote.
- F3The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.53 to $72.64, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges as set forth in this footnote.