SEC Form 4 · accession 0001246360-16-005865
WAGEWORKS, INC. · WAGE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John William Larson
Director
Period of report
May 11, 2016
Accepted (ET)
May 13, 2016 · 4:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001158863
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 11, 2016 | M | 19,750 | $8.28 | A | 50,487 | D | |
| Common Stock | May 11, 2016 | M | 6,624 | $9.59 | A | 57,111 | D | |
| Common StockF1 | May 11, 2016 | S | 26,374 | $56.57 | D | 30,737 | D | |
| Common Stock | May 12, 2016 | M | 12,876 | $9.59 | A | 43,613 | D | |
| Common Stock | May 12, 2016 | M | 10,000 | $24.87 | A | 53,613 | D | |
| Common StockF2 | May 12, 2016 | S | 22,876 | $56.29 | D | 30,737 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $8.28 | May 11, 2016 | M | 19,750 | D | Feb 7, 2008 | Feb 7, 2018 | Common Stock | 19,750 | 0 | D |
| Stock Options (Right to Buy) | $9.59 | May 11, 2016 | M | 6,624 | D | Feb 9, 2012 | Feb 9, 2022 | Common Stock | 19,500 | 12,876 | D |
| Stock Options (Right to Buy) | $9.59 | May 12, 2016 | M | 12,876 | D | Feb 9, 2012 | Feb 9, 2022 | Common Stock | 12,876 | 0 | D |
| Stock Options (Right to Buy) | $24.87 | May 12, 2016 | M | 10,000 | D | Apr 6, 2013 | Apr 6, 2023 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.50 to $57.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges as set forth in this footnote.
- F2The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.00 to $56.75, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges as set forth in this footnote.