SEC Form 4 · accession 0001246360-15-003021
WAGEWORKS, INC. · WAGE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Colm Callan
Officer — Chief Financial Officer
Period of report
Sep 2, 2015
Accepted (ET)
Sep 4, 2015 · 1:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001158863
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 2, 2015 | M | 8,750 | $0.00 | A | 9,159 | D | |
| Common Stock | Sep 2, 2015 | F | 3,289 | $43.94 | D | 5,870 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | $0.00 | Sep 2, 2015 | M | 8,750 | D | — | — | Common Stock | 8,750 | 26,250 | D |
Explanation of responses
- F1Includes 409 shares acquired under the Wageworks employee stock purchase plan on May 14, 2015.
- F2Restricted Stock Units convert into common stock on a one-for-one basis.
- F3The Restricted Stock Units shall vest in equal annual installments on each of the four anniversaries of the grant date. In no event shall any additional Restricted Stock Units vest after Participant's termination as a Service Provider.