SEC Form 4 · accession 0001158449-18-000057
ADVANCE AUTO PARTS INC · AAP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tammy M Finley
Officer — EVP, General Counsel, Corp Sec
Period of report
Mar 2, 2018
Accepted (ET)
Mar 5, 2018 · 3:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001158449
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 2, 2018 | M | 1,296 | $68.75 | A | 11,687 | D | |
| Common StockF1 | Mar 2, 2018 | F | 954 | $116.26 | D | 10,733 | D | |
| Common Stock | Mar 2, 2018 | S | 342 | $116.35 | D | 10,391 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF2 | $68.75 | Mar 2, 2018 | M | 1,296 | D | — | Dec 1, 2018 | Common Stock | 1,296 | 0 | D |
Explanation of responses
- F1Represents shares withheld to satisfy exercise price and tax withholding obligations upon the exercise of Stock Appreciation Rights.
- F2These shares became exercisable in three approximately equal annual installments beginning on December 1, 2012.