SEC Form 4 · accession 0001158449-15-000133
ADVANCE AUTO PARTS INC · AAP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles E Tyson
Officer — EVP, Merch, Mktg & Supply Chn
Period of report
Jun 12, 2015
Accepted (ET)
Jun 16, 2015 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001158449
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 12, 2015 | M | 2,500 | $40.38 | A | 11,897 | D | |
| Common StockF1 | Jun 12, 2015 | F | 1,248 | $160.65 | D | 10,649 | D | |
| Common StockF2 | Jun 12, 2015 | S | 1,252 | $160.75 | D | 9,397 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Rights | $40.38 | Jun 12, 2015 | M | 2,500 | D | Mar 1, 2013 | Dec 1, 2016 | Common Stock | 2,500 | 2,123 | D |
Explanation of responses
- F1Represents shares withheld to satisfy exercise price and tax withholding obligations upon the exercise of Stock Appreciation Rights.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $160.75 to $160.76. The Reporting Person has provided to the Issuer, and undertakes to provide any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.