SEC Form 4 · accession 0001158449-15-000092
ADVANCE AUTO PARTS INC · AAP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael A Norona
Officer — EVP, CFO & Assistant Secretary
Period of report
May 21, 2015
Accepted (ET)
May 26, 2015 · 6:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001158449
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 21, 2015 | S | 3,800 | $160.00 | D | 49,390 | D | |
| Common StockF1 | May 22, 2015 | S | 26,200 | $160.00 | D | 23,190 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously put in place and is consistent with Mr. Norona's regular diversification practice. Following this transaction, Mr. Norona retains a substantial ownership commitment in beneficially owned stock and vested employee Stock Appreciation Rights (SARs), and he continues to more than satisfy the Company's stock ownership guidelines for executive officers.