SEC Form 4 · accession 0001158449-15-000052
ADVANCE AUTO PARTS INC · AAP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gilbert T Ray
Director
Period of report
Feb 18, 2015
Accepted (ET)
Feb 19, 2015 · 4:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001158449
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 18, 2015 | M | 5,709 | $38.94 | A | 27,312 | D | |
| Common Stock | Feb 18, 2015 | F | 1,494 | $148.85 | D | 25,818 | D | |
| Common StockF1 | Feb 18, 2015 | S | 4,215 | $148.78 | D | 21,603 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF2 | $38.94 | Feb 18, 2015 | M | 5,709 | D | — | May 20, 2015 | Common Stock | 5,709 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $148.65 to $148.82. The Reporting Person has provided to the Issuer, and undertakes to provide any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F2These shares became exercisable in three equal annual installments beginning on May 20, 2009.