SEC Form 4 · accession 0001140361-15-000991
VISCOUNT SYSTEMS INC · VSYS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Geoffrey W Arens
Director
Period of report
Jan 5, 2015
Accepted (ET)
Jan 7, 2015 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001158387
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 5, 2015 | P | 2,925,000 | $0.08 | A | 4,286,111 | I | By Dendera Capital Fund LP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantsF2,F1 | $0.16 | Jan 5, 2015 | P | 1,462,500 | A | Jan 5, 2015 | Jan 4, 2020 | Common Stock | 1,462,500 | 1,462,500 | I |
Explanation of responses
- F1This value is in Canadian Dollars.
- F2The reporting person is the Managing Partner of Dendera Capital Fund LP The reporting person disclaims beneficial ownership of the securities held by Dendera Capital Fund LP, except to the extent of his pecuniary interest therein.