SEC Form 4 · accession 0001158172-17-000035
COMSCORE, INC. · SCOR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William E Engel
Director
Period of report
Jun 4, 2017
Accepted (ET)
Jun 6, 2017 · 3:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001158172
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 4, 2017 | M | 1,688 | $0.00 | A | 53,546 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1,F3 | $0.00 | Jun 4, 2017 | M | 1,688 | D | — | — | Common Stock | 1,688 | 13,503 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
- F2The reporter was initially granted restricted stock unit awards under Rentrak's 2011 Incentive Plan on 6/4/2015. In connection with the acquisition of Rentrak by the Issuer, pursuant to the Agreement and Plan of Merger and Reorganization, dated as of September 29, 2015 (the "Merger Agreement"), these were assumed by the Issuer and converted into restricted stock unit awards in respect of the Issuer's common stock calculated based on the Exchange Ratio (as defined in the Merger Agreement).
- F3The reporter was initially granted 16,879 restricted stock units on 6/4/2015, with the following vesting schedule: 1,688 vested on 6/3/2016, 1,688 vested on 6/4/2017, 1,688 to vest on 6/4/2018, 1,688 to vest on 6/4/2019, 1,688 to vest on 6/3/2020, 1,688 to vest on 6/3/2021, 1,688 to vest on 6/3/2022, 1,688 to vest on 6/3/2023, 1,688 to vest on 6/3/2024 and 1,687 to vest on 6/3/2025, in each case subject to the reporter's continued status as a service provider of the Issuer at the time of each vesting date.