SEC Form 4 · accession 0001683168-26-004879
APPLIED OPTOELECTRONICS, INC. · AAOI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David C Kuo
Officer — *** See Remarks
Period of report
Jun 12, 2026
Accepted (ET)
Jun 16, 2026 · 4:51 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001158114
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.001 par valueF1 | Jun 12, 2026 | F | 19,065 | $172.78 | D | 178,305 | D | |
| Common Stock, $.001 par valueF2 | Jun 12, 2026 | S | 29,227 | $166.53 | D | 149,078 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Consists of shares withheld to satisfy applicable tax withholding obligations.
- F2The shares were sold in multiple transactions on June 12, 2026, at sale prices ranging from $163.78 to $171.8 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold during each transaction.
Remarks
***Senior Vice President and Chief Legal Officer